Strategies LLC is an investment consulting and management firm that has provided an array of services since establishment in 1993. Independent and fee-only since inception, Strategies LLC advises institutional clients, primarily defined contribution plans. Utilizing a core and satellite investment philosophy, a team of dedicated professionals manages discretionary institutional money and has done so since 1998. Strategies LLC is a registered investment adviser (RIA) with the Securities and Exchange Commission.

Strategies LLC has a special expertise in the fiduciary aspects of investment consulting. From the traditional foundation, endowment and defined benefit world, to the innovative defined contribution plans today, we have the knowledge and experience to guide fiduciaries and assist participants with specific investment advice. In addition, Strategies LLC is not affiliated with any brokerage firm, bank or insurance company. We are a fee for service corporation that is compensated solely by our clientele and believe this is a refreshing alternative in the marketplace.

Strategies LLC is a leader in our field. Combining sophisticated research technologies with extensive experience, Strategies LLC is able to provide customized solutions and comprehensive service for our clientele.

Uniform Code of Fiduciary Conduct
  1. Prepare written investment policies and document the process used to derive investment decisions.
  2. Diversify portfolio assets with regard to the specific risk/return objectives of participants/beneficiaries.
  3. Use professional money managers ("prudent experts") to make investment decisions.
  4. Control and account for all investment expenses.
  5. Monitor the activities of all money managers and service providers.
  6. Avoid conflicts of interest.
-The Management of Investment Decisions; Trone, Allbright & Taylor